Chinese Etymology and the Origins of Chinese Characters
Chinese etymology is actually easier to grasp than it might first appear. Learning the origins of Chinese characters is arguably one of the best ways to gain further mastery of the language. Join us as we tackle the meaning of the term “etymology,” its history in the Chinese context, some tips for analyzing characters, and more. Climb aboard!
Etymology is the study of the origins and original meanings of words.
Sometimes this involves investigating a particular word’s foreign ancestry, but it might also mean examining the previous incarnations of the word as it was recorded in ancient literature. At other times, it refers to tracking the changes in how a word was and is pronounced.
An etymology of etymology
Let’s analyze the word “etymology” itself to show exactly how this process might work.
The root words, or basic components, of the word etymology are the Greek words “étumon” (ἔτυμον), which means “true sense, original meaning,” and the word “logía” (λογία), which means “branch of study.”
Now, combine these two: etym (original meaning) + logy (branch of study) = etymology, or a branch of study dedicated to original meanings. You probably recognize that “logy” ending from other commonplace words like biology (bio = life, so: study of life), theology (theo = god, so study of god), sociology (socio = society, so study of society), etc.
In Chinese, the word for etymology (字源 zìyuán) also clearly betrays its meaning. The character 字 means “word” and the character 源 means “source” or “origin.”
Bits and pieces: orthography and phonology
By tracking down the original meanings of the different parts of a word, it’s possible to gain a nuanced understanding of its current meaning. Because of the English language’s unique history of extensive borrowing from other languages, understanding the etymology of an English word often involves delving into its French, Latin, or German root words.
This expansive habit of borrowing can make for some surprising origins in the case of many English words.
One important focus of etymology is concerned with understanding a given word’s development by tracing the history of its changing spellings and its changing sounds. In case you were wondering, the spelling part of a word is called orthography, arrived at by combining “orthos” (correct) and “graphia” (writing), while the sound part is called phonology, a word that comes from combining “phono” (sound) and “logy” (branch of study).
Etymologists also frequently try to track the development of the meanings of words over time. Analyzing this sort of semantic “sense development” requires a certain amount of guesswork and is thus seen as more difficult than tracking formal changes in spelling and sound.
English versus Chinese etymology
Since Chinese doesn’t employ an alphabet in the way English does, Chinese etymology is different from English etymology.
English (and the majority of other languages that employ alphabets) etymology can engage in a relatively straightforward process of tracking phonological changes (how a word’s pronunciation has changed) by tracking orthographic changes (how a word’s spelling has changed).
In Chinese, the process is different, mostly because tracking changes in pronunciation in Chinese is much less straightforward since Chinese is not a phonetic language.
Unfortunately, knowing how a certain character was written 3,000 years ago as part of an oracle-bone inscription (甲骨文 jiǎgǔwén) does not necessarily illuminate how it was (or is!) pronounced. It may, however, reveal something about how the word’s meaning developed over time. Therefore, Chinese etymology mostly focuses on tracking the evolution of characters’ meanings and forms over time.
That being said, there are some useful techniques for discovering phonological changes in Chinese throughout history. One of these techniques is to consult ancient rhyming poems.
By simply observing which characters once rhymed and by studying how these age-old rhyme schemes differ from contemporary ones, one can find out a lot about how the pronunciation of a character evolved over time. However, Chinese phonological development is generally considered a separate field and is not considered a major part of Chinese etymology.
A brief history of Chinese etymology
Despite the existence of certain limitations due to the fact that Chinese is not a phonetic language, Chinese scholarly interest in the etymological roots of words is a venerable tradition
Discussing writing and explaining characters
Already in the era of the Eastern Han dynasty (25–220 CE), the renowned Xu Shen penned a masterful etymological treatise called Shuowen Jiezi (说文解字 Shuōwén Jiězì). This text, with a title that quite literally means "discussing writing and explaining characters,” has stood the test of time and is still considered an indispensable part of any literate Chinese person’s reading list.
Containing the definitions for more than 9,000 characters, Xu Shen’s work represents one of the first systematic attempts to examine Chinese characters on an etymological basis, prioritizing their origins and first appearances.
The rectification of names
For Xu Shen and the Confucian scholars that inhabited his academic milieu, these etymological adventures were not just some academic wild goose chase motivated by idle curiosity. On the contrary, they were part and parcel of statecraft and even an expression of religious devotion.
The word 正名 pairs the character for correct/proper/right (正) with the word for name (名). Cosmic order was premised on the idea that everything and everyone had their ordained role to play. If people or objects were given the wrong names, chaos might ensue!
This hope for “rectification” reflected a faith in the vital importance of assigning the true names to people, things, relationships, and ideas.
If properly executed, it was believed that the “Rectification of Names” would result in utopian social harmony. With people, places, duties, and relationships rightly named and accurately defined, the smooth functioning of the state and cosmic equilibrium was a cheerful inevitability.
With this Confucian commitment to “Rectification” in mind, it becomes easier to see why an emphasis on etymology was an important part of traditional Chinese scholarship.
The nuts and bolts of Chinese
In making your first forays into Chinese etymology, it will be helpful to have some grasp of the general component parts of the characters themselves.
In total, there are six ways to categorize Chinese characters. These are known as the 六书 (liùshū).
Chinese characters are categorized according to their origins, so just knowing which of the six categories a character falls into can tell you something about the course of its development. An exhaustive exploration of this subject merits a whole article by itself (and luckily for you such an article on the types of Chinese characters exists!).
For the time being, here are three basic distinctions that will help you tackle written Chinese in general and Chinese etymology in particular:
Pictographic characters (象形字 xiàngxíngzì)
Much as the name “pictograph” indicates, characters that fall into the 象形字 (xiàngxíngzì) category are visual representations of the objects they represent. New students of Mandarin often learn these characters first because their iconic nature makes them easy to remember.
Some common 象形字 include:
- 日 (rì; sun)
- 雨 (yǔ; rain)
- 火 (huǒ; fire)
- 口 (kǒu; mouth)
The fact that these characters look like what they represent can often serve as a shortcut to understand their meanings. Unfortunately, however, they comprise only 4% of Chinese characters.
Phonetic and semantic components
As previously mentioned, Chinese does not have an alphabet and is not phonetic in the same way that English is. Contrary to popular belief, however, many Chinese characters do contain some pronunciation clues in the form of phonetic components. Indeed, characters can often be broken down into a semantic part, which tells you what they mean, and a phonetic part, which tells you how they sound.
Conveniently, these two parts that make up a character are also usually in the same place, although alas, as with most things in Chinese, there are numerous exceptions.
In general, semantic components go on the left, while phonetic components usually go on the right.
The classic example of this is 妈妈 (māmā) or mom.
On the left semantic side, there’s the radical 女 (nü), meaning woman, and on the right there’s the phonetic component 马, which we know is pronounced “mǎ.”
Thus, we know that the meaning of the word 妈妈 probably has something to do with a woman due to the radical on the left semantic side and is probably pronounced “ma” due to the presence of the 马 phonetic component on the right.
Ideograms 指事字 (zhǐshìzì)
Chinese characters that fall into the ideogram category are much like pictographs but are used to represent more abstract concepts and objects.
A great example of these are the Chinese representation of the first three numbers:
1: 一 (yī)
2: 二 (èr)
3: 三 (sān)
Their meaning is clearly and explicitly represented in the characters, which consist of different numbers of horizontal lines.
Water (水): An experiment in Chinese etymology
The Chinese character meaning water, 水 (shuǐ), is an excellent example of the etymological journey of many modern Chinese characters. This character is a pictographic character (象形字 xiàngxíngzì), meaning that the character looks like the object it represents.
To understand the etymology of this character, it is possible to track its development from its origins as an oracle bone character all the way to the present day.
In the original attempt to depict water, the creator of the character 水 (shuǐ) was presented with a challenge: how to create an image for water that would be widely understood in his or her culture and context?
Well, where is water to be found? In the river. Thus, the original character for water resembled a picture of a flowing river.
Over time, as written Chinese meandered along the ways and byways of the Middle Kingdom’s 5,000-plus years of history, the original visual inspiration which inspired ancient Chinese people to use a picture of a river to represent water was diluted and abstracted. In modern times, the character bears only limited resemblance to its original form.
As an educational tool, knowing the story of this character’s origin might very well prevent you from forgetting it in the future.
For a live action visual trek through the evolutionary history of the water character, check out this YouTube video.
Richard Sears, known in the Chinese media as “Uncle Hanzi,” or 汉字叔叔 (Hànzì Shūshū), is a well known American living in China who has made a name for himself as something of an expert when it comes to the etymological origins of Chinese characters.
Back in the 1970s, Richard was a 22-year-old Tennessean living in Taipei, desperate to find a way to master the rigors of the Chinese language.
After some exploration, he found that studying Chinese etymology both interested him and helped him to remember the meanings of characters.
By engaging directly with the histories of the characters themselves, rather than simply trying to rote-memorize them in huge batches, he found that he was learning at an accelerated pace. After trawling through a couple of university libraries he was, however, aghast at the lack of etymological resources at his disposal.
This dearth of resources would be what launched Richard on his 50-year quest to document, explore, and make accessible the etymologies of Chinese characters.
Now into the 50th year of this life’s work, Richard has launched a sleek website. Using what he calls “computerized etymology” he hopes to make Chinese etymology available to all. This digital archive is a veritable treasure trove of definitions that help to peel away the historical layers of many Chinese characters.
For a fun jaunt through the historical twists and turns of various characters, try out the “random character” function on the homepage of the website and see where it leads you.
A bridge into China
Due to its deep connections with Chinese politics, philosophy, religion and history, Chinese etymology provides a bridge into both traditional and contemporary Chinese culture.
The best way for you to understand China, Chinese etymology and the Chinese language itself is to experience them in an immersive environment. We invite you to join us in Guilin to explore Chinese etymology firsthand with an experienced CLI teacher.
Chinese etymology vocabulary
|oracle bone inscriptions
|a book called "Shuowen Jiezi" or "discussing writing and explaining characters"
|The Rectification of Names